As filed with the Securities and Exchange Commission on July 22, 1994
Registration No. 33-
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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AUTODESK, INC.
(EXACT NAME OF ISSUER AS SPECIFIED IN ITS CHARTER)
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CALIFORNIA 94-2819853
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(STATE OF INCORPORATION) (I.R.S. EMPLOYER IDENTIFICATION NO.)
2320 MARINSHIP WAY
SAUSALITO, CALIFORNIA 94965
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
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EMPLOYEE QUALIFIED STOCK PURCHASE PLAN
(FULL TITLE OF THE PLAN)
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CAROL A. BARTZ
PRESIDENT AND CHIEF EXECUTIVE OFFICER
AUTODESK, INC.
2320 MARINSHIP WAY
SAUSALITO, CALIFORNIA 94965
(NAME AND ADDRESS OF AGENT FOR SERVICE)
(415) 332-2344
(TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE)
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Copy to:
MARCIA KEMP STERLING, ESQ.
WILSON, SONSINI, GOODRICH & ROSATI
650 PAGE MILL ROAD
PALO ALTO, CA 94304-1050
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CALCULATION OF REGISTRATION FEE
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PROPOSED PROPOSED
MAXIMUM MAXIMUM
OFFERING AGGREGATE AMOUNT OF
TITLE OF SECURITIES AMOUNT TO BE PRICE OFFERING REGISTRATION
TO BE REGISTERED REGISTERED PER SHARE* PRICE* FEE
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Common Stock issuable under:
Employee Qualified
Stock Purchase Plan.......... 500,000 $53.125 $26,562,500 $9,160
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* Estimated in accordance with Rule 457(h) and Rule 457(c) solely for the
purpose of calculating the registration fee on the basis of the closing
sale price of the Common Stock on the Nasdaq National Market on July 18,
1994.
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AUTODESK, INC.
REGISTRATION STATEMENT ON FORM S-8
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 3. INCORPORATION OF DOCUMENTS BY REFERENCE.
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There are hereby incorporated by reference in this Registration Statement
the following documents and information heretofore filed with the Securities and
Exchange Commission:
(a) The Company's Annual Report on Form 10-K for the fiscal year ended
January 31, 1994, filed pursuant to Section 13 of the Securities Exchange
Act of 1934, as amended (the "1934 Act");
(b) The Company's Quarterly Report on Form 10-Q for the quarter ended
April 30, 1994, filed pursuant to Section 13 of the 1934 Act;
(c) The description of the Company's Common Stock contained in the
Company's Registration Statement on Form 8-A dated March 18, 1986 pursuant
to Section 12(g) of the 1934 Act.
All documents filed by the Company pursuant to Sections 13(a), 13(c), 14
and 15(d) of the 1934 Act on or after the date of this Registration Statement
and prior to the filing of a post-effective amendment which indicates that all
securities offered have been sold or which deregisters all securities then
remaining unsold shall be deemed to be incorporated by reference in this
Registration Statement and to be part hereof from the date of filing of such
documents.
ITEM 4. DESCRIPTION OF SECURITIES.
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Not applicable.
ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL.
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Not applicable.
II-1
ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS.
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The Company has adopted provisions in its Amended and Restated Articles of
Incorporation that limit the liability of its directors. As permitted by the
California Corporations Code, directors will not be liable to the Company for
monetary damages arising from a breach of their fiduciary duty as directors,
including such conduct during a merger or tender offer, in certain
circumstances. Such limitation does not affect liability for any breach of a
director's duty to the Company or its shareholders (i) with respect to approval
by the director of any transaction from which such director derives an improper
personal benefit, (ii) with respect to acts or omissions involving an absence of
good faith, that such director believes to be contrary to the best interest of
the Company or its shareholders, that involve intentional misconduct or a
knowing and culpable violation of law, that constitute an unexcused pattern of
inattention that amounts to an abdication of such director's duty to the Company
or its shareholders in circumstances in which such director was or should have
been aware, in the ordinary course of performing his or her duties, of a risk of
serious injury to the Company or its shareholders, or (iii) based on
transactions between the Company and its directors or another corporation with
interrelated directors or based on improper distributions, loans or guarantees
under applicable sections of the California Corporations Code. Such limitation
of liability also does not affect the availability of equitable remedies such as
injunctive relief or rescission.
Section 317 of the California Corporations Code authorizes a court to
award, or a corporation's Board of Directors to grant, indemnity to officers and
directors in terms sufficiently broad to permit such indemnification under
certain circumstances for liabilities (including reimbursement for expenses
incurred) arising under the Securities Act. The Company's Amended and Restated
Articles of Incorporation authorize the Company to indemnify the Company's
officers and directors. The Company's Bylaws provide that the Company shall
indemnify its directors and officers to the fullest extent permitted by
California law, including circumstances in which indemnification is otherwise
discretionary under California law. The Company has entered into
indemnification agreements with its officers and directors containing provisions
which are in some respects broader than the specific indemnification provisions
contained in the California Corporations Code. The indemnification agreements
may require the Company, among other things, to indemnify them against certain
liabilities that may arise by reason of their status or service as directors or
officers, to advance their expenses incurred as a result of any proceeding
against them as to which they could be indemnified, and to obtain directors' and
officers' insurance if available on reasonable terms.
ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED.
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Not applicable.
II-2
ITEM 8. EXHIBITS.
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Exhibit
Number Description
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4.1* Employee Qualified Stock Purchase Plan.
5.1 Opinion of counsel as to legality of securities being
registered.
24.1 Consent of Independent Auditors (see Page II-6 of Registration
Statement).
24.2 Consent of Counsel (contained in Exhibit 5.1).
25.1 Power of Attorney (see Page II-5 of Registration Statement).
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* Incorporated by reference to the Company's Annual Report on Form 10-K for the
fiscal year ended January 31, 1994.
ITEM 9. UNDERTAKINGS
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A. The undersigned registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being
made, a post-effective amendment to this registration statement to include any
material information with respect to the plan of distribution not previously
disclosed in the registration statement or any material change to such
information in the registration statement.
(2) That, for the purpose of determining any liability under the
Securities Act of 1933, each such post-effective amendment shall be deemed to be
a new registration statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be the initial bona
fide offering thereof.
(3) To remove from registration by means of a post-effective amendment
any of the securities being registered which remain unsold at the termination of
the offering.
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B. The undersigned registrant hereby undertakes that, for purposes of
determining any liability under the Securities Act of 1933, each filing of the
registrant's annual report pursuant to Section 13(a) or Section 15(d) of the
Securities Exchange Act of 1934 (and, where applicable, each filing of an
employee benefit plan's annual report pursuant to Section 15(d) of the
Securities Exchange Act of 1934) that is incorporated by reference in the
registration statement shall be deemed to be a new registration statement
relating to the securities offered therein, and the offering of such securities
at that time shall be deemed to be the initial bona fide offering thereof.
C. Insofar as indemnification for liabilities arising under the Securities
Act of 1933 (the "Securities Act") may be permitted to directors, officers and
controlling persons of the registrant pursuant to the foregoing provisions, or
otherwise, the registrant has been advised that in the opinion of the Securities
and Exchange Commission such indemnification is against public policy as
expressed in the Securities Act and is, therefore, unenforceable. In the event
that a claim for indemnification against such liabilities (other than the
payment by the registrant of expenses incurred or paid by a director, officer or
controlling person of the registrant in the successful defense of any action,
suit or proceeding) is asserted by such director, officer or controlling person
in connection with the securities being registered hereunder, the registrant
will, unless in the opinion of its counsel the matter has been settled by
controlling precedent, submit to a court of appropriate jurisdiction the
question of whether such indemnification by it is against public policy as
expressed in the Securities Act and will be governed by the final adjudication
of such issue.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that it meets all of the
requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Sausalito, State of California, on this 21st day of
July, 1994.
AUTODESK, INC.
By: /s/ CAROL A. BARTZ
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Carol A. Bartz, President
and Chief Executive Officer
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature
appears below constitutes and appoints Carol A. Bartz and Eric B. Herr, jointly
and severally his or her attorneys-in-fact, each with the power of substitution,
for him or her in any and all capacities, to sign any amendments to this
Registration Statement on Form S-8, and to file the same, with exhibits thereto
and other documents in connection therewith, with the Securities and Exchange
Commission, hereby ratifying and confirming all that said attorneys-in-fact, or
their substitute or substitutes, may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature Title Date
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/s/ CAROL A. BARTZ Chairman of the Board, President and July 21, 1994
- ---------------------------- Chief Executive Officer
(Carol A. Bartz) (Principal Executive Officer)
/s/ ERIC B. HERR Vice President and Chief Financial July 21, 1994
- ---------------------------- Officer (Principal Financial
(Eric B. Herr) and Accounting Officer)
/s/ J. HALLAM DAWSON Director July 21, 1994
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(J. Hallam Dawson)
/s/ GREGORY P. LUTZ Director July 21, 1994
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(Gregory P. Lutz)
/s/ JIM C. WARREN Director July 21, 1994
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(Jim C. Warren)
/s/ MARK A. BERTELSEN Director July 21, 1994
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(Mark A. Bertelsen)
/s/ CRAWFORD W. BEVERIDGE Director July 21, 1994
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(Crawford W. Beveridge)
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CONSENT OF INDEPENDENT AUDITORS
We consent to the incorporation by reference in the Registration Statement
(Form S-8 No. 33- ) and related Prospectus pertaining to the Employee Qualified
Stock Purchase Plan of Autodesk, Inc. of our report dated February 23, 1994 with
respect to the consolidated financial statements and schedules of Autodesk, Inc.
incorporated by reference in the Annual Report (Form 10-K) for the year ended
January 31, 1994, filed with the Securities and Exchange Commission.
/s/ ERNST & YOUNG
San Francisco, California
July 21, 1994
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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EXHIBITS
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Registration Statement on Form S-8
AUTODESK, INC.
July 22, 1994
Sequentially
Exhibit Numbered
Number Description Page
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4.1* Employee Qualified Stock Purchase Plan............................. ---
5.1 Opinion of counsel as to legality of securities being registered...
24.1 Consent of Independent Auditors (see Page II-6 of Registration ---
Statement).........................................................
24.2 Consent of Counsel (contained in Exhibit 5.1)...................... ---
25.1 Power of Attorney (see Page II-5 of Registration Statement)........ ---
* Incorporated by reference to the Exhibit filed with the Registrant's Annual
Report on Form 10-K for the fiscal year ended January 31, 1994.
July 21, 1994
Autodesk, Inc.
2320 Marinship Way
Sausalito, CA 94965
RE: REGISTRATION STATEMENT ON FORM S-8
Ladies and Gentlemen:
We have examined the Registration Statement on Form S-8 to be filed by you
with the Securities and Exchange Commission on or about July 22, 1994 (the
"Registration Statement"), in connection with the registration under the
Securities Act of 1933, as amended, of 500,000 additional shares of your Common
Stock (the "Shares") reserved for issuance pursuant to the Employee Qualified
Stock Purchase Plan (the "Plan"). As your counsel in connection with the
transaction, we have examined the proceedings taken and are familiar with the
proceedings proposed to be taken by you in connection with the sale and issuance
of the Shares pursuant to the Plan.
It is our opinion, when issued and sold in the manner referred to in the
Plan, the Shares will be legally and validly issued, fully paid and
nonassessable.
We consent to the use of this opinion as an exhibit to the Registration
Statement and further consent to the use of our name wherever appearing in the
Registration Statement and any amendment thereto.
Very truly yours,
WILSON, SONSINI, GOODRICH & ROSATI
Professional Corporation
